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Quiz Questions for Session 10:
Securities Fraud & Hiring a Licensed Contractor

Question 1:

What should you do when someone tries to sell you an investment?

A) Check if they are registered to sell the investment
B) Check if the investment is registered
C) Get in while the investment is hot
D) A & B
E) A, B & C

Question 2:

Where can you check if someone is registered to either sell securities or give advice on buying and selling securities?

A) State securities agency
B) NASD (National Association of Securities Dealers)
C) Better Business Bureau
D) A & B
E) All the above

Question 3:

An advertisement in the “home improvement” section of the newspaper classified ads is your assurance that a contractor is licensed and reputable.

A) True
B) False

Question 4:

Shopping for a contractor should be based on:

A) At least 3 bids
B) References from former clients
C) A check of license status, insurance coverage, bonding and complaints history
D) All of the above

 

 

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